Complying with California HIPAA laws as a covered entity requires careful attention to detail. California has its own set of regulations that build upon federal HIPAA laws.
Covered entities in California must ensure that they have a designated privacy official in place to oversee HIPAA compliance. This official must be responsible for developing and implementing policies and procedures to safeguard protected health information (PHI).
To maintain compliance, covered entities must also provide a notice of privacy practices to patients, explaining how their PHI will be used and shared. This notice must be provided to patients at the time of treatment or upon request.
California's Department of Public Health (CDPH) is responsible for enforcing HIPAA regulations in the state. Covered entities must be prepared to cooperate with the CDPH in the event of an investigation or audit.
Health Care Providers Covered Entities
Health care providers who transmit health information in electronic form are considered "covered entities" and must comply with HIPAA. This includes individual providers like physicians and clinical social workers, as well as hospitals, clinics, and other organizations.
To determine if a health care provider is a covered entity, look for the transmission of electronic health information related to certain types of transactions, such as submitting claims to health insurers or sending health care authorization requests.
Health care providers who only use paper records onsite may still be considered covered entities if they use a billing service that transmits electronic health information. The U.S. Department of Health and Human Services offers a "Covered Entity Chart" to help providers determine their status.
Health care providers must comply with HIPAA even if they work with schools, but some of their records may be subject to FERPA instead of HIPAA in those situations.
Business Associate Requirements
A business associate is an individual or organization that receives, creates, maintains, or transmits protected health information as part of certain types of work they do on behalf of a covered entity.
To share protected health information with a business associate, a covered entity must enter into a business associate contract with them.
This contract requires the business associate to protect protected health information in compliance with HIPAA.
A covered entity cannot share information with a business associate unless they have received written assurances from the business associate that they will protect protected health information in compliance with HIPAA.
Business associate agreements must be signed with each of your business associate vendors.
You cannot use any vendor and be HIPAA compliant, they need to be willing and able to sign a business associate agreement.
A business associate agreement is a legal contract that requires each signing party to be HIPAA compliant and be responsible for maintaining their compliance.
Compliance and Authorization
To meet the requirements of California HIPAA laws, healthcare organizations must implement a HIPAA compliance program. This program ensures that they are following the necessary guidelines to protect patient information.
A key aspect of HIPAA compliance is the Notice of Privacy Practices, which must be provided to individuals in plain language. This notice includes important information about how medical information may be used and disclosed, and how individuals can access their information.
Here are the key elements that must be included in the Notice of Privacy Practices:
- The following statement: “THIS NOTICE DESCRIBES HOW MEDICAL INFORMATION ABOUT YOU MAY BE USED AND DISCLOSED AND HOW YOU CAN GET ACCESS TO THIS INFORMATION. PLEASE REVIEW IT CAREFULLY.”
- A description of how PHI can be used for treatment, payment, and health care operations.
- A description of the types of PHI uses and disclosures requiring patient authorization.
- A description of the circumstances in which the covered entity may use or disclose PHI without written authorization.
- The name, title, and phone number of a person or office to contact for further information or questions about the notice.
- The date on which the notice is first in effect.
- A statement that an individual may revoke an authorization.
Who Signs Authorization for Health Information?
A parent, guardian, or another person with authority under the law to make health decisions for an unemancipated minor usually must sign authorizations to release the minor's information.
In California, minors who have consented or could have consented for the health care under California's minor consent laws must sign the authorization themselves.
Authorization to release health information typically requires the signature of someone with authority to make health decisions, such as a parent or guardian, for minors who are not emancipated.
If a minor has given consent or could have given consent for their own health care under California's laws, they must sign the authorization themselves.
Do Exceptions Allow Info Without Written Authorization?
Exceptions in HIPAA and CMIA do allow release of information without written authorization, but only under certain conditions.
The default rule in HIPAA and CMIA is that release of protected health information requires a signed authorization, but there are many exceptions to this rule.
Some examples of exceptions include releasing information for treatment purposes, to avert a serious and imminent threat, for research, for payment purposes, for health care operations, to public health authorities as required by law, to report child abuse as required by law, and when requested by the individual.
Different conditions must be met before information may be shared under each exception. For example, the "treatment" exception only allows a health provider to disclose information to other providers of health care, health care service plans, contractors, or other health care professionals or facilities and only for purposes of diagnosis or treatment of the patient.
Here are some examples of exceptions that allow release of information without written authorization:
Research Compliance
Research compliance is a crucial aspect of HIPAA regulations. Research health information that is associated with a healthcare service is subject to the HIPAA Privacy and Security Rules. This means that healthcare organizations must implement a HIPAA compliance program to meet the requirements of the regulations.
At the University of California, research health information that is not associated with a healthcare service is not subject to the HIPAA Privacy and Security Rules. Other state and federal laws govern the privacy and confidentiality of personal health information obtained in research.
For research purposes, healthcare organizations must follow guidelines and educational resources to ensure compliance with HIPAA regulations. These resources may include FAQs and educational modules in the form of PowerPoint presentations.
To ensure compliance, healthcare organizations must identify who is subject to HIPAA regulations. At the University of California, HIPAA regulations apply to employees, healthcare providers, trainees, and volunteers at UC medical centers and affiliated healthcare sites or programs, as well as employees who work with UC health plans.
Here are some key points to remember about research compliance under HIPAA:
- Research health information associated with a healthcare service is subject to HIPAA Privacy and Security Rules.
- Research health information not associated with a healthcare service is not subject to HIPAA Privacy and Security Rules.
- Other state and federal laws govern the privacy and confidentiality of personal health information obtained in research.
- Healthcare organizations must implement a HIPAA compliance program to meet the requirements of the regulations.
Administrative Requirements for Providers
As a provider in California, you must meet all the administrative requirements in HIPAA and CMIA.
You'll need to have a HIPAA-compliant "Notice of Privacy Practices" that you share with clients. This is a crucial document that outlines how you'll handle their protected health information.
You'll also need a HIPAA and CMIA-compliant release form, which is used to obtain consent for the disclosure of protected health information. Make sure to check out the Requirements for Release of Information Forms in Additional Resources for more information.
Providers subject to HIPAA must maintain records for the appropriate number of years. This is a requirement that's often overlooked, but it's essential for ensuring compliance with HIPAA regulations.
Consult your legal counsel regarding the many administrative requirements in HIPAA. They can help you navigate the complex rules and regulations.
Security and Incident Management
To be HIPAA compliant in California, you need to take security seriously. Healthcare organizations must conduct six self-audits annually to identify deficiencies in their security practices.
These self-audits help uncover weaknesses and vulnerabilities in your security practices, which is crucial for meeting HIPAA safeguard requirements. You must create remediation plans to address these identified deficiencies, including actions and a timeline.
To detect and respond to potential breaches, you need a system in place, as required by the HIPAA Breach Notification Rule. This system should enable employees to report incidents anonymously and provide guidance on what to do if a breach is suspected.
Employees must be aware of their role in reporting incidents and know how to respond if they suspect a breach has occurred.
Policies
Developing policies is a crucial step in complying with California HIPAA laws. You must implement written policies and procedures that meet HIPAA Privacy, Security, and Breach Notification requirements.
These policies and procedures should be tailored to your specific business needs and practices. They must be reviewed annually to ensure they remain relevant and effective.
To ensure compliance, you must apply HIPAA policies directly to how your business operates. This means making adjustments as needed to reflect any changes in your practices.
Customizing your policies and procedures is key to meeting California HIPAA laws.
Compliance Software and Resources
To meet the requirements of the HIPAA regulations, healthcare organizations (healthcare providers, healthcare vendors, and MSPs) must implement a HIPAA compliance program.
Compliance software can be a valuable resource for healthcare organizations. It can help streamline the process of implementing a HIPAA compliance program.
Healthcare organizations must have a HIPAA compliance program in place to meet the requirements of the HIPAA regulations. This program should include policies and procedures for protecting patient health information.
To ensure HIPAA compliance, healthcare organizations should have a plan in place for responding to HIPAA-related incidents. This plan should include procedures for reporting and investigating incidents.
Healthcare organizations can find additional resources for HIPAA compliance on the UC website. This website contains campus security contacts, guidelines, and educational modules related to the HIPAA Security Rule.
By implementing a HIPAA compliance program and utilizing compliance software, healthcare organizations can ensure they are meeting the requirements of the HIPAA regulations.
California-Specific Laws and Regulations
California has its own laws that protect the confidentiality of medical and mental health information, including the California Confidentiality of Medical Information Act (CMIA).
The CMIA provides greater confidentiality protections than HIPAA in some situations, and healthcare providers in California typically follow both HIPAA and state law.
State law determines who has the right to make health decisions for a minor, which affects HIPAA's rules on sign authorizations and access to protected health information.
In California, licensed health professionals may be subject to state ethical and licensing regulations that impose greater confidentiality obligations than HIPAA.
Healthcare entities in California must comply with both HIPAA and the California state privacy law CCPA.
The CCPA "carves out" HIPAA covered entities and business associates from its requirements, but personal information created by these entities is still subject to CCPA under certain circumstances.
Violation
HIPAA violations in California can be costly and damaging to a healthcare organization's reputation. Most HIPAA violations occur due to a lack of compliance with the standards set forth by HIPAA and CCPA.
Failing to conduct accurate and thorough risk assessments is a common cause of HIPAA violations. This can lead to breaches and other compliance issues.
Healthcare organizations must report breaches promptly to avoid HIPAA violations. This includes notifying patients and the relevant authorities.
HIPAA violations can be avoided by having signed business associate agreements in place. This ensures that all parties involved in handling patient data are held to the same standards.
Failing to provide patients with timely access to their medical records is another common cause of HIPAA violations. This can lead to fines and other penalties.
Employee Training
Employee training is a critical aspect of HIPAA compliance in California. HIPAA imposes employee training requirements that are the same regardless of the state the healthcare organization operates in.
To ensure your employees are aware of their responsibilities, they must be trained annually. This training must cover HIPAA basics, an overview of your organization’s policies and procedures, and cybersecurity best practices.
In California, HIPAA training must be provided to each employee that has the potential to access PHI. Training must be provided annually, in which employees must legally attest that they understand and agree to adhere to the training material.
To make sure your employees are adequately trained, it's essential to provide comprehensive training that covers all aspects of HIPAA. This includes HIPAA basics, policies, procedures, and cybersecurity best practices.
Frequently Asked Questions
What is the patient confidentiality law in California?
In California, the Confidentiality of Medical Information Act (CMIA) safeguards the confidentiality of individually identifiable medical information. This law protects patient data obtained by healthcare providers, insurers, and their contractors.
What are the three rules of HIPAA?
According to HIPAA, the three fundamental rules are Confidentiality, Integrity, and Availability, ensuring the secure handling of sensitive health information. These rules safeguard patient data from unauthorized access, alteration, or loss.
Sources
- https://www.miec.com/knowledge-library/california-confidentiality-of-medical-information-act/
- https://www.schoolhealthcenters.org/resources/sbhc-operations/student-records-consent-and-confidentiality/california-guide/hipaa-basics/
- https://compliancy-group.com/how-to-comply-with-california-hipaa-laws/
- https://www.ucop.edu/ethics-compliance-audit-services/compliance/hipaa/index.html
- https://blacksburg-law.com/hipaa-release-lawyer-in-california/
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