
Using a personal cell phone can be a HIPAA violation if you're accessing or storing protected health information (PHI) on it.
The HIPAA Security Rule requires covered entities to assess the risks associated with using personal devices to access PHI.
A personal cell phone can be considered a personal device, and if you're accessing PHI on it, you may be at risk of a HIPAA violation.
The Department of Health and Human Services (HHS) has stated that using personal devices to access PHI can be a security risk, citing the risk of data breaches and unauthorized access.
Compliance Risks and Requirements
Using a personal cell phone can indeed pose significant HIPAA compliance risks, particularly when handling Protected Health Information (PHI). HIPAA regulations require healthcare organizations to implement safeguards like access and authentication controls, secure data transfers, and appropriate data storage methods.
The free version of Google Voice, for instance, is not HIPAA compliant, and using it for professional purposes involving PHI can lead to serious violations. In fact, the "conduit exemption" under HIPAA does not include Google Voice, making it essential to implement HIPAA-compliant measures when using the service.
Healthcare personnel's cell phone usage can also compromise HIPAA compliance, as interacting with or storing ePHI on mobile devices presents a greater likelihood for violations to occur. To mitigate this risk, healthcare organizations should develop and implement reasonable and appropriate policies and procedures to safeguard health information, including those specific to mobile devices.
Here are some key areas to consider when assessing mobile HIPAA compliance risks:
Ultimately, healthcare organizations must take proactive steps to ensure mobile HIPAA compliance, including implementing technical and administrative safeguards, developing and enforcing policies and procedures, and providing training and education to personnel.
Healthcare Industry Security Risks
The healthcare industry is a treasure trove of sensitive information, and with the rise of mobile devices, the risk of security breaches has never been higher. According to the Office for Civil Rights (OCR), misplaced or stolen mobile devices are among the top causes of security breaches in healthcare.
Mobile devices are less secure than in-house computers on an organization's secure network, making them a vulnerable entry point for cybercriminals. Without robust controls, these devices are vulnerable to compromise, potentially leading to the exposure of sensitive ePHI. Employees often forget to use password protection on their devices, making it easy for unauthorized access.
Employees are more likely to lose or have their mobile devices stolen, which increases the risk of unauthorized access to sensitive information. In fact, many mobile users skip using password protection on their devices, making it easy for cybercriminals to gain access. Mobile devices are easily stolen or lost, and users aren't in the habit of using encryption when sending and receiving emails on mobile devices.
To mitigate these risks, healthcare organizations should develop and implement reasonable and appropriate policies and procedures to safeguard health information, including those specific to mobile devices. This includes implementing mobile device management, BYOD policies, and restrictions on mobile device use. Organizations should also consider technical safeguards such as encryption, passcodes, and authentication.
Here are some key aspects of mobile device security in healthcare:
- Physical loss or theft of the device
- Transmitting data via text or email over an unsecured Wi-Fi network while working remotely
- Using an outdated operating system
- Inadequate or lack of authentication
- Sharing mobile devices with others and inadvertently exposing confidential data
By following these guidelines and implementing robust security measures, healthcare organizations can reduce the risk of security breaches and protect sensitive patient information.
Contact List Violation
It's normal for doctors to add patients to their contact list, but this can let social media apps pick up the information, which can be a red flag.
Most people don't know that applications can leverage phone books to improve your social network, and once they have access, social media apps may recognize a patient contact as "friend of a friend" of another patient.
This can lead to social media apps "recommending" your patients to each other as new connections to make.
If one patient recognizes another from your waiting room, then PHI is leaked, and that's a HIPAA violation.
A real example of this scenario happened to at least one psychiatrist, who received a message from a patient saying "drop us a line and keep in touch".
ePHI Uses and Disclosures
Healthcare entities must carefully consider the uses and disclosures of ePHI to maintain HIPAA compliance. HIPAA allows for ePHI to be used or disclosed under certain circumstances without written consent.
To disclose ePHI, healthcare entities must follow the rules outlined in the HIPAA regulations. This includes disclosing ePHI to the individual, for conducting treatment, payment, and healthcare operations, or when a clear opportunity is provided to the individual to agree, acquiesce, or object.
Healthcare entities must also adopt reasonable safeguards when sharing ePHI with other parties. This includes keeping the shared information minimal and adopting procedures to ensure compliance.
Here are the specific circumstances under which ePHI can be used or disclosed without written consent:
- To the individual
- For conducting the individual’s treatment, payment, and healthcare operations
- Following a clear opportunity provided to the individual to agree, acquiesce, or object
- As a result of or incidental to permissible uses and disclosures—so long as reasonable safeguards have been adopted and the shared information was kept as minimal as possible
- For public interest and benefit purposes, although rigid circumstances and procedures must be met to remain compliant
- As part of limited data sets, if it is de-identified information that also meets additional criteria:
Healthcare entities must carefully review and understand these circumstances to ensure they are maintaining HIPAA compliance.
Healthcare Policy
Healthcare organizations should develop and implement reasonable and appropriate policies and procedures to safeguard health information, including those specific to mobile devices, as recommended by the Office of the National Coordinator for Health Information Technology (ONC).
Mobile devices can pose a significant risk to the confidentiality, integrity, and availability of electronic protected health information (ePHI). To mitigate this risk, healthcare organizations can implement various security measures, such as encryption, secure authentication, and access controls.
The HealthIT.gov website provides a detailed list of topics and considerations to bear in mind while formulating a cell phone usage policy in the workplace, including Mobile Device Management, BYOD (Bring Your Own Device), and Security/Configuration Settings for Mobile Devices.
Healthcare organizations should regularly conduct risk analysis to determine the necessary administrative, technical, and physical measures to protect ePHI. This includes implementing security standards, such as encryption and secure authentication, to safeguard ePHI.
The following table illustrates the importance of implementing security measures to protect ePHI:
By implementing these security measures, healthcare organizations can reduce the risk of HIPAA breaches and ensure the confidentiality, integrity, and availability of ePHI.
Text Messaging and Calls
Text messaging can be a potential HIPAA violation if it involves transmitting protected health information (PHI) over an unsecured network, such as SMS messages. This is because the security of the SMS network is questionable, presenting a significant risk of PHI interception.
The Federal Communications Commission (FCC) advises keeping phone calls short, around a minute, and texts brief, no more than 160 characters. Healthcare practitioners should also restrict their interactions with patients to prevent excessive communication.
Using a personal cell phone for patient calls can lead to HIPAA violations if the patient's contact details are stored on the phone and it lacks adequate security measures to prevent unauthorized disclosure of ePHI in case the phone is misplaced or stolen.
To comply with HIPAA regulations, it's essential to transmit ePHI exclusively through secure channels that offer end-to-end encryption. However, even encrypted messaging platforms like iMessage may not be HIPAA compliant due to lacking additional security features.
A phone conversation may constitute the disclosure of PHI if any discussion of identifiable health information falls outside of the HIPAA permissible circumstances. To avoid this, healthcare providers should start by saying who they are and giving their contact information before discussing PHI.
Here are some guidelines for making phone calls:
- Always identify yourself and confirm the other person's identity
- Keep phone calls short, around a minute
- Restrict interactions with patients to prevent excessive communication
- Use a second cell phone line app for HIPAA-compliant telecommunications
Cloud and Voice Services
Using cloud and voice services like Google Voice can be a bit tricky in healthcare settings. Google Voice, a VoIP service, is not HIPAA compliant in its free version, so it's best to avoid using it for professional purposes involving Protected Health Information (PHI).
Healthcare organizations can use the paid version of Google Voice within Google Workspace, which is deemed HIPAA compliant. However, this doesn't happen automatically - users must configure settings like access controls and encryption to meet compliance requirements.
To use Google Voice in a HIPAA compliant way, healthcare organizations must sign a Business Associate Agreement (BAA) with Google. This is an important step, but it's just one part of a larger process to ensure compliance.
Google Voice is not exempt from HIPAA regulations, as it doesn't qualify as a "conduit" under the HIPAA Omnibus Final Rule. This means it must follow all HIPAA compliance standards, including implementing safeguards like secure data transfers and data storage methods.
Device Security and Control
Using a personal cell phone can be a HIPAA violation if it's not properly secured. Mobile devices are easily lost or stolen, and without robust controls, they're vulnerable to compromise.
To prevent unauthorized access to health information, you need to physically secure your device. This can be done by using a passcode or double-authentication, which will protect any ePHI on the device if it falls into the wrong hands. Passcodes and double-authentication work to protect any ePHI on the device if a cell phone falls into the hands of someone other than the owner.
To implement device security and control, you should consider the following measures:
- Enable and enforce passcode protection.
- Implement device encryption.
- Use virtual private networks (VPNs) or virtual private clouds (VPCs) to protect ePHI data transmitted to or from a cell phone.
Maintain Physical Control
Mobile devices are easily lost or stolen, making them a prime target for unauthorized access to sensitive health information.
You can limit an unauthorized user's access, tampering, or theft of your mobile device when you physically secure the device.
The benefits of mobile devices - portability, small size, and convenience - are also their challenges for protecting and securing health information.
Keeping your device in a safe place, such as a locked cabinet or a secure bag, can help prevent it from falling into the wrong hands.
Device Security Controls
Device security controls are crucial to protect sensitive health information on mobile devices. Implementing robust security measures can help prevent unauthorized access to electronic Protected Health Information (ePHI).
To ensure HIPAA compliance, healthcare entities should implement technical safeguards such as encryption, firewalls, and antivirus software. These measures can be enforced on mobile devices to prevent viruses, malware, phishing, and other common intrusion methods.
Regularly updating security software is also essential to prevent unauthorized access to health information on or through mobile devices. This can be done by regularly updating security software to have the latest tools to prevent unauthorized access.
Physical security controls, such as passcodes and double-authentication, can also be enabled to protect ePHI on mobile devices. This can be done by requiring users to enter a passcode or undergo additional authentication before accessing sensitive information.
Multifactor authentication (MFA) is another important security control that can be implemented to protect ePHI on mobile devices. MFA requires users to provide at least one additional method of identity verification as part of the login process.
Here are some key security controls to consider:
- Device encryption
- Passcodes
- Multifactor authentication
- Firewalls
- Antivirus software
- Regular software updates
By implementing these security controls, healthcare entities can help protect sensitive health information on mobile devices and ensure HIPAA compliance.
Security Measures
To ensure HIPAA compliance, it's essential to implement security measures that protect patient information on personal cell phones. Regularly updating security software is crucial to prevent unauthorized access.
You should ensure devices and data are secure and encrypted. This can be done by implementing MDM for BYOD and corporate-owned endpoints with strong encryption protocols. Data transmission and storage should also be encrypted.
Implementing a mobile device management project plan is a key aspect of mobile security. This plan should include regularly monitoring systems for potential security issues, OS patching and updates, and enhanced security and networking policies and tools to prevent malicious attacks.
To create a mobile device security policy, consider the following key aspects: data transmission and storage, regular monitoring of systems, and enhanced security and networking policies. A template for a mobile device security policy can be found online.
HIPAA requires healthcare entities to implement and maintain technical, administrative, and physical safeguards. Technical safeguards include activating native device capabilities, implementing passcodes and authentication, and encryption. These measures will virtually eliminate physical security and compliance risks.
Administrative safeguards consist of mobile device policies that healthcare entities should enact and enforce. These policies should establish behavior expectations that oversee personnel's cell phone usage.
Frequently Asked Questions
How do I make my phone HIPAA compliant?
To ensure HIPAA compliance on your mobile device, encrypt your data and use a secure connection, such as a VPN or two-factor authentication, to protect sensitive patient information. By taking these simple steps, you can safeguard patient data and meet HIPAA security standards.
What qualifies as a HIPAA violation?
A HIPAA violation occurs when there's unauthorized access, use, or disclosure of Protected Health Information (PHI), or when safeguards to protect PHI are lacking. This can include failure to provide patients with access to their PHI or conduct regular risk assessments.
Sources
- https://www.compassitc.com/blog/cell-phone-usage-at-work-hipaa-compliance-uncovering-the-risks
- https://www.ispartnersllc.com/blog/hipaa-compliance-cell-phones/
- https://www.hucu.ai/three-ways-your-team-is-violating-hipaa-with-cell-phone-and-how-to-prevent-them/
- https://www.techtarget.com/searchmobilecomputing/tip/Steps-to-ensure-HIPAA-compliance-on-mobile-devices
- https://blog.rsisecurity.com/a-comprehensive-guide-to-hipaa-compliant-cell-phone-policies/
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