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HIPAA attestation is a process that requires businesses to self-certify their compliance with the Health Insurance Portability and Accountability Act.
To be eligible for the simplified reporting method, a business must have 50 or fewer employees.
For businesses with 51 or more employees, a more detailed attestation is required.
This detailed attestation must include a description of the business's policies and procedures for protecting patient health information.
For more insights, see: Hipaa Violation Penalties for Employees
What is HIPAA Attestation
HIPAA attestation is a declaration that a company has implemented the necessary security measures to protect sensitive patient data, as required by the Health Insurance Portability and Accountability Act (HIPAA). This act sets the standard for sensitive patient data protection.
Companies that deal with protected health information (PHI) must have physical, network, and process security measures in place to ensure HIPAA compliance. This includes covered entities, such as healthcare providers, and business associates, like billing companies.
Covered entities and business associates must meet HIPAA compliance, which involves following specific security measures to protect patient information. This includes physical, network, and process security measures.
Business associates, including subcontractors and related business associates, must also be in compliance with HIPAA regulations. This ensures that all entities handling patient information are following the same security standards.
Worth a look: Hipaa Privacy Rights
HIPAA Rules and Compliance
The HIPAA Privacy Rule gives patients more control over their health information, including the ability to obtain copies of their records and make corrections if necessary.
The rule also sets boundaries on how companies can use and disclose health records, and requires safeguards to be in place to protect PHI from unauthorized access.
The HIPAA Security Rule outlines the regulations for protecting ePHI, which includes ensuring the confidentiality, integrity, and availability of ePHI, as well as protecting against threats to ePHI and unauthorized use or disclosure.
The rule defines three areas where safeguards must be in place to protect ePHI: administrative, physical, and technical safeguards.
Organizations operating in the healthcare industry in the U.S. need to follow the HIPAA Security, Privacy, and Breach Notification Rules to achieve compliance.
Some common HIPAA violations include lack of employee training on HIPAA compliance, database breaches affecting ePHI, and sharing PHI between coworkers.
Here are some of the most common HIPAA violations:
- Lack of employee training on HIPAA compliance.
- Database breaches affecting ePHI.
- Sharing PHI between coworkers.
- Loss of a laptop or mobile device containing unencrypted ePHI.
- Improperly disposing of ePHI in ways that make it accessible to unauthorized users.
Privacy and Security Rules
The HIPAA Privacy and Security Rules are crucial for protecting sensitive health information. The HIPAA Privacy Rule establishes national standards for protecting certain health information, while the Security Rule addresses the technical and nontechnical safeguards that covered entities must put in place to secure electronic PHI (e-PHI).
The Office for Civil Rights (OCR) within the U.S. Department of Health and Human Services (HHS) is responsible for enforcing the Privacy and Security Rules. Covered entities must implement policies, procedures, and technologies that are suited to their size, organizational structure, and risks to patients' and consumers' e-PHI.
The HIPAA Privacy Rule gives patients more control over their health information, including the ability to obtain copies of their records and make corrections if necessary. It also sets boundaries on how companies can use and disclose health records, and requires safeguards to protect PHI from unauthorized access.
Notice of Privacy Practices is a document that describes how PHI about a patient may be used and disclosed, and outlines a patient's rights to access or request correction of their medical records. This notice is provided to all clinical patients of the SCCE.
Curious to learn more? Check out: 3 Hipaa Rules
The HIPAA Security Rule outlines the regulations for protecting ePHI, and defines three areas where safeguards must be in place to protect ePHI: administrative, physical, and technical safeguards. These safeguards are intended to ensure the confidentiality, integrity, and availability of ePHI, identify and protect against threats to ePHI, and protect against unauthorized use or disclosure of ePHI.
Here are the key areas of focus for the HIPAA Security Rule:
- Ensure the confidentiality, integrity, and availability of ePHI.
- Identify and protect against threats to ePHI.
- Protect against unauthorized use or disclosure of ePHI.
- Ensure compliance with the rules by all employees and contractors.
Third-Party Certifications
Third-party certifications are a crucial aspect of HIPAA compliance, ensuring that sensitive patient data is protected.
Microsoft services have undergone rigorous audits by accredited independent auditors to obtain the ISO/IEC 27001 certification and the HITRUST Common Security Framework (CSF) certification.
These certifications demonstrate Microsoft's commitment to security and data protection.
FedRAMP assessments have also been conducted on Microsoft enterprise cloud services, resulting in Provisional Authority to Operate for Microsoft Azure and Microsoft Azure Government from the FedRAMP Joint Authorization Board.
Related reading: Hipaa Compliance Services
Microsoft Dynamics 365 U.S. Government and Microsoft Office 365 U.S. Government have received an Agency Authority to Operate from the US Department of Housing and Urban Development and the U.S. Department of Health and Human Services, respectively.
These third-party certifications provide an added layer of assurance that Microsoft services meet the highest standards of security and compliance.
On a similar theme: Hipaa Security Services
Benefits
HIPAA compliance is crucial for healthcare organizations to protect patient data. It establishes information security standards that all healthcare organizations must adhere to.
HIPAA compliance ensures that covered entities understand and take steps to prevent the risks that could compromise patient data. It's a must-have for maintaining patient trust.
HIPAA compliance results in a strong security posture, improved internal processes, and increased patient trust. By following the HIPAA guidelines, healthcare organizations can avoid significant penalties.
Secureframe simplifies the HIPAA compliance process into a few key steps. These steps include creating HIPAA privacy and security policies, training employees, managing vendors, ensuring business associates protect PHI, and monitoring HIPAA safeguards.
Here are the key steps to achieve HIPAA compliance:
- Create HIPAA privacy and security policies
- Train employees on HIPAA requirements and best practices
- Manage vendors with access to PHI
- Ensure business associates protect PHI
- Monitor your HIPAA safeguards
HIPAA Enforcement and Penalties
HIPAA violations can be costly, with fines ranging from $100 to $1.5 million.
In 2019, the Health & Human Services Office for Civil Rights updated the penalties for HIPAA violations, introducing a tiered structure with corresponding "caps" starting from $25,000 for Tier 1.
The average financial penalty for HIPAA violations in 2019 was over $1.2 million, according to HIPAA Journal.
Covered entities that fail to protect PHI are subject to strict fines and, in some cases, criminal penalties, including up to 10 years in jail.
The Department of Health and Human Services Office for Civil Rights enforces HIPAA and investigates any reported HIPAA violations, conducting periodic audits of covered entities and their business associates.
Violations are broken down into tiers, depending on the offending organization’s level of negligence and the steps they took to resolve the issue afterward.
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Breach Notification Rule
If you suspect a data breach involving ePHI has occurred, the HIPAA Breach Notification Rule requires you to conduct a risk assessment to determine the impact and scope of the breach. This assessment is based on several factors, including the nature and extent of the data breach.
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The nature and extent of the data breach can impact the need for notification. If the breach is minor, it may not require notification, but if it's significant, you'll need to take action. The entity that used the ePHI or to whom it was disclosed is also a factor in the assessment.
The entity that used the ePHI or to whom it was disclosed is also a factor in the assessment. If the ePHI was obtained and viewed by an unauthorized entity, this can also impact the assessment.
The following are some of the most common factors that need to be considered during the risk assessment:
- The nature and extent of the data breach.
- The entity that used the ePHI or to whom was disclosed.
- If the ePHI was obtained and viewed by an unauthorized entity.
- If the risk to the ePHI has been mitigated.
If the risk to the ePHI has been mitigated, this can also impact the assessment. The goal of the risk assessment is to determine if notification is needed.
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Enforcement and Accountability of Violations
Enforcement efforts for HIPAA violations increased in 2018 and continued through 2019.
The Health & Human Services Office for Civil Rights (HHS OCR) tightened enforcement efforts in 2018, which carried over into 2019.
The average financial penalty for HIPAA violations in 2019 was over $1.2 million, according to HIPAA Journal.
The HHS OCR conducts periodic audits of covered entities and their business associates to ensure compliance with HIPAA.
Violations are broken down into tiers, with fines ranging from $100 to $1.5 million and the possibility of up to 10 years in jail for the most severe offenses.
The Department of Health and Human Services Office for Civil Rights enforces HIPAA and investigates reported violations, holding organizations accountable for protecting PHI.
Here are some common HIPAA violations:
- Lack of employee training on HIPAA compliance.
- Database breaches affecting ePHI.
- Sharing PHI between coworkers.
- Loss of a laptop or mobile device containing unencrypted ePHI.
- Improperly disposing of ePHI in ways that make it accessible to unauthorized users.
The HHS OCR enforces HIPAA and conducts periodic audits to ensure compliance, making it clear that enforcement and accountability are key components of HIPAA.
HIPAA Security and Protection
The HIPAA Security Rule outlines the regulations for protecting ePHI, and it's essential for healthcare organizations to have administrative, physical, and technical safeguards in place to ensure the confidentiality, integrity, and availability of ePHI.
These safeguards include ensuring the security and availability of PHI to maintain the trust of practitioners and patients, meeting HIPAA and HITECH regulations for access, audit, integrity controls, data transmission, and device security.
The Security Rule defines three areas where safeguards must be in place to protect ePHI: administrative, physical, and technical safeguards. Administrative safeguards include employee training, incident response plans, business associate contracts, and access management policies.
Physical safeguards are designed to protect physical assets from unauthorized access, such as access cards with photo ID, turning computer screens away from public view, and shredding documents.
Technical safeguards define what an organization must do when handling electronic protected health information (ePHI), such as using data encryption, automatic logoff, and unique user identification.
To ensure HIPAA compliance, healthcare organizations must have a data protection strategy in place that recognizes and protects patient data in all forms, including structured and unstructured data, emails, documents, and scans.
Here are some key technical safeguards for HIPAA compliance:
- Access control allowing only authorized personnel to access ePHI
- Using unique user IDs, emergency access procedures, automatic logoff, and encryption and decryption
- Audit reports or tracking logs that record activity on hardware and software
- Integrity controls to confirm that ePHI is not altered or destroyed
- Network or transmission security to protect against unauthorized access to ePHI
By having these safeguards in place, healthcare organizations can protect patient data against breaches and ensure HIPAA compliance.
Frequently Asked Questions
How do you prove you are HIPAA compliant?
To prove HIPAA compliance, your organization must undergo a third-party audit that verifies compliance with regulations through an attestation. This attestation provides verifiable proof of full compliance with HIPAA regulations.
Sources
- https://www.splunk.com/en_us/blog/conf-splunklive/new-hipaa-and-pci-dss-compliance-attestations-for-splunk-cloud.html
- https://www.digitalguardian.com/blog/what-hipaa-compliance
- https://secureframe.com/hub/hipaa/what-is-hipaa-compliance
- https://learn.microsoft.com/en-us/compliance/regulatory/offering-hipaa-hitech
- https://www.usu.edu/compliance/hipaa
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